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The 2012 Market Conduct Examination Standards Working Group will not meet at the NAIC National Meetings; it will accomplish its assigned tasks via regularly scheduled conference calls. Notice of upcoming conference calls will be posted on this Web page, on the Conference Call Calendar and in I-SITE/StateNet.
2012 Charge
- Evaluate the need and develop as necessary updated market
conduct examination-related procedural sections in the Market
Regulation Handbook.
The Market Conduct Examination Standards (D) Working Group is chaired by Nebraska Director of Insurance Bruce R. Ramge (NE) and vice-chaired by Jim Mealer (MO).
May 2011
Release of the Revised Market Regulation Handbook –
What’s New?
To get an idea of what’s inside the 2011 Market Regulation Handbook, click on the following link:
Table of Contents
How to Order a Copy of the 2011 Market Regulation Handbook
(Non-Regulator only)
Market Regulation Handbook Updates and Referenced Documents*
User ID and Password Required (found on the first page of the 2011 edition of the Market
Regulation Handbook)
Regulators may access the Market Regulation Handbook and Market Regulation Handbook Referenced Documents via I-SITE/StateNet at:
https://i-site.naic.org.
*Includes:
- Appendices F & G (to be used in conjunction with revised Chapter 25—Conducting the Advisory Organization Examination in the 2011 Market Regulation Handbook)
- Closed Consumer Complaints Fields [PDF]
- Investigation Guidelines
- Model Laws Index
- Model Laws, Regulations and Guidelines Table of Contents
- Model Laws, Regulations and Guidelines 6 Volume Set
- Market Conduct Examination Procedures
- Market Conduct Pre-Planning Checklist
- Market Conduct Examiner Compensation
- NAIC Publications Online
- Regulatory Information Retrieval System Fields [PDF]
- Additional Sampling Materials (Supplement to Chapter 14)
- Standardized Data Requests;
- White Papers
- 2007 TeamMate Market Conduct TeamStores R8.1.1 [Zip]
- 2008 TeamMate Market Conduct TeamStores R8.1.4 [Zip]
- 2009 TeamMate Market Conduct TeamStores R8.1.2 [Zip]
- 2010 TeamMate Market Conduct TeamStores R8.2.1 [Zip]
- 2011 TeamMate Market Conduct TeamStores R9.1.3 [Zip]
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