Committees & Activities

IT Examination Working Group
Financial Condition (E) Committee
Examination Oversight Task Force

The IT Examination Working Group monitors state usage of automated examination tools (ACL), technology changes, and emerging issues, in order to reevaluate examination processes and keep states abreast of the latest tools, techniques, and training.

2012 Charges

  • Monitor state usage of automated examination tools (ACL and TeamMate), technology changes and emerging issues in order to re-evaluate examination processes and keep states abreast of the latest tools, techniques and training.
  • Enhance current training opportunities for auditing tools and techniques: IT Examination, Introductory ACL, Advanced ACL and TeamMate. Continue offering on-site training programs that are available to states upon request.
  • Continually review and revise, as needed, the “General Information Technology Review” and “Exhibit C—Evaluation of Controls in Information Systems” sections of the Financial Condition Examiners Handbook.
  • Develop and maintain tools that will be part of a more complete IT examination process.
Conference Call Calendar

A full list of NAIC conference calls & interim meetings is available on the NAIC Conference Call Calendar.

There are no advance materials at this time.

education & training events

Financial Summit: 2012 Leadership Initiatives

Go to the exposure draft index.
There are no exposure drafts at this time.
documents and resources

Completed IT Review Example Project

  • NOTE: To access this project, login under the IT Examiner ID. The password is 'password'.

    In order to open this file, save it to your desktop and change the file extension (.zip) to (.tmb).
TeamMate License Purchase
2012 ACL Training Class Schedule
2012 TeamMate Training Class Schedule
Related NAIC Publications

Minutes for the four most recent NAIC National Meetings are available free for meeting attendees and members. Members may access minutes via StateNet. If you do not know your User ID or password, please contact the NAIC Help Desk.

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Contacts
Media queries should be directed to the NAIC Communications Division at 816-783-8909 or news@naic.org.
Bruce Jenson, CPA
Risk Focused Surveillance Policy Manager
Phone: 816-783-8348
Please see the current Committee List for a complete list of committee members.