There are no advance materials at this time.

There are no exposure drafts at this time.

OPTins Alien NAIC IID

State Department of Insurance Surplus Lines Contact Directory

Quarterly Listing of Alien Insurers

Alien Insurer Contact Information

Company Annual Filings
Information to be completed by companies in order to satisfy the annual IID
Renewal filings in 2018 for years ending on or after December 31, 2017.

***All renewal filing documents are due on or before June 30th***

  • Attestation Excel
  • Biographical Affidavit Form Word
  • Filing Instructions Word
  • IID Financial Filing Format Excel
  • IID Interrogatories Word
  • Loss Reserve Certification Instructions Word
  • IID Plan of Operation
  • Schedule of Fees and Other Charges Word
  • Terrorism Risk Data Reporting Instructions Word
  • Terrorism Risk Data Reporting Template Excel

Company Applications
Information to be completed by companies which intend to apply for listing on the Quarterly Listing of Alien Insurers.

 ***Application packages to be submitted 90 days prior to the anticipated listing date***

  • Attestation Excel
  • Biographical Affidavit Form Word
  • Business Plan Instructions Word
  • Filing Instructions Word
  • IID Application Form Word
  • IID Financial Filing Format Excel
  • IID Standard Form Trust Agreement Word
  • IID Interrogatories Word
  • Loss Reserve Certification Instructions Word
  • IID Plan of Operation
  • Schedule of Fees and Other Charges Word

Lloyd's Syndicate Annual Filings
Information to be completed by Lloyd's syndicates in order to satisfy the annual IID filing in 2018 for the December 31, 2017 year-end.

**All renewal filing documents are due on or before June 30th**

  • Attestation Form Excel
  • Filing Instructions Word
  • IID Financial Filing Format Excel
  • IID Interrogatories Word
  • Loss Reserve Certification Form Word
  • IID Plan of Operation
  • Schedule of Fees and Other Charges Word
  • Terrorism Risk Data Reporting Instructions Word
  • Terrorism Risk Data Reporting Template Excel

Lloyd's Syndicate Applications
Information to be completed by syndicates which intend to apply for listing on the Quarterly Listing of Alien Insurers.

***Application packages to be submitted 90 days prior to the anticipated listing date***

Related NAIC Publications

Contacts

Surplus Lines (C) Working Group

 

2018 Charges

The Surplus Lines (C) Working Group will:

  1. Provide NAIC/International Insurers Department (IID) financial staff guidance and expertise relative to regulatory policy and practices with respect to individual companies and Lloyd's syndicates that are either listed on or seeking admission to the Quarterly Listing of Alien Insurers.

  2. Provide analytical expertise and support to the states and the IID with respect to admission to the Quarterly Listing of Alien Insurers.

  3. Maintain the IID Plan of Operation and its requirements relating to standards for inclusion on the Quarterly Listing of Alien Insurers concerning capital and/or surplus funds, U.S. trust accounts and fitness of management among other criteria.

  4. Provide a forum for discussion among NAIC jurisdictions of excess market issues related to specific companies, entities or individuals.