There are no advance materials at this time.

There are no exposure drafts at this time.

Lead State Report

Completed exhibits should be submitted to the Lead State for the group. Refer to Lead State Listing above for assistance in determining the Lead State for the group.

Key Department of Insurance Contacts

Note: Key Department of Insurance Contacts list can be found on the Financial Examinations page of StateNet. User ID and password required.

Education & Training Events

Related NAIC Publications

Contacts

Financial Examiners Coordination (E) Working Group

 

2017 Charges

  1. Develop enhancements that encourage the coordination of examination activities with regard to holding company groups.

  2. Promote coordination by assisting and advising domiciliary regulators and exam coordinating states as to what might be the most appropriate regulatory strategies, methods and actions regarding financial examinations of holding company groups.

  3. Facilitate communication among regulators regarding common practices and issues arising from coordinating examination efforts.

  4. Provide ongoing maintenance and enhancements to the Financial Examination Electronic Tracking System (FEETS). The Working Group also will provide reports to the Examination Oversight (E) Task Force regarding usage of FEETS, including examination and coordination statistics.

2018 Proposed Charges

The Financial Examiners Coordination (E) Working Group will:

  1. Develop enhancements that encourage the coordination of examination activities with regard to holding company groups.

  2. Promote coordination by assisting and advising domiciliary regulators and exam coordinating states as to what might be the most appropriate regulatory strategies, methods and actions regarding financial examinations of holding company groups.

  3. Facilitate communication among regulators regarding common practices and issues arising from coordinating examination efforts.

  4. Provide ongoing maintenance and enhancements to the Financial Examination Electronic Tracking System (FEETS). The Working Group also will provide reports to the Examination Oversight (E) Task Force regarding usage of FEETS, including examination and coordination statistics.