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The 2008 Market Regulation Handbook Working Group will not meet at the NAIC National Meetings; it will accomplish its assigned tasks via regularly scheduled conference calls. Notice of upcoming conference calls will be posted on this Web page, on the Conference Call Calendar and on I-SITE/StateNet.
2008 Charges
- In collaboration with the Market Analysis Priorities (D) Working Group, expand the Market Regulation Handbook to include the market regulation initiatives and market analysis techniques set forth in the NAIC Framework for Market Analysis, develop new core competency standards to include criteria which measure state compliance with the market regulation initiatives and market analysis techniques outlined in the Framework for Market Analysis, and develop other core competency standards that support market regulatory function, as deemed necessary by the Working Group;
- Evaluate the need and develop market conduct examination standards and procedures regarding regulated entities’ market conduct-related activities; and
- Develop general overall updates to the Market Regulation Handbook/core competencies to include references to new and existing NAIC working group initiatives, work products and NAIC models and white papers.
The Market Regulation Handbook (D) Working Group is chaired by Bruce Ramge (NE) and vice-chaired by Anne Marie Narcini (NJ).
April 2008 Release of Revised Market Regulation Handbook –
What’s New?
How to Order a Copy of the Market Regulation Handbook
(Non-Regulator only)
Please note that due to size limitations, the Market Regulation Handbook is not available through InsPubs.
Market Regulation Handbook Referenced Documents*
User ID and Password Required (found on the first page of the 2008 edition of the Market Regulation Handbook)
Regulators may access the Market Regulation Handbook and Market Regulation Handbook Referenced Documents via I-SITE/StateNet at:
https://i-site.naic.org.
*Includes:
- Standardized Data Requests;
- Additional Sampling Materials (Supplement to Chapter 14);
- Market Conduct Examiner Compensation;
- Market Conduct Examination Procedures;
- Market Conduct Pre-Planning Checklist;
- Investigation Guidelines;
- Model Laws Index;
- Model Laws, Regulations and Guidelines Table of Contents;
- Model Laws, Regulations and Guidelines 5 Volume Set;
- White Papers;
- 2007 TeamMate Market Conduct TeamStores R8.1.1 [Zip]
- 2008 TeamMate Market Conduct TeamStores R8.1.4 [Zip]
- Regulatory Information Retrieval System Fields [PDF];
- Closed Consumer Complaints Fields [PDF]; and
- NAIC Publications Online
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