Committees & Activities
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Financial Examiners Coordination Working Group
Financial Condition (E) Committee
Examination Oversight Task Force

2012 Charges

  • Develop enhancements that encourage coordination of examination activities with regard to holding company groups.
  • Promote coordination by assisting and advising domiciliary regulators and exam coordinating states as to what might be the most appropriate regulatory strategies, methods and actions regarding financial examinations of holding company groups.
  • Provide ongoing maintenance and enhancements to the Examination Tracking System (ETS). The Working Group also will provide reports to the Examination Oversight (E) Task Force regarding usage of ETS, including examination and coordination statistics.
Conference Call Calendar

A full list of NAIC conference calls & interim meetings is available on the NAIC Conference Call Calendar.

There are no advance materials at this time.
education & training events

Financial Summit: 2012 Leadership Initiatives

exposure drafts

There are no exposure drafts at this time.
documents and resources

Exhibit Z – Part 1

Completed exhibits should be submitted to Bruce Jenson.
Related NAIC Publications

Minutes for the four most recent NAIC National Meetings are available free for meeting attendees and members. Members may access minutes via StateNet. If you do not know your User ID or password, please contact the NAIC Help Desk.
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Contacts
Media queries should be directed to the NAIC Communications Division at 816-783-8909 or news@naic.org.

Bailey Henning
Examination Coordinator
Phone: 816-783-8129
Fax: 816-460-7805

Bruce Jenson, CPA
Risk-Focused Surveillance Policy Manager
Phone: 816-783-8348
Fax: 816-460-7673

Please see the current Committee List for a complete list of committee members.