Committees & Activities

Surplus Lines Financial Analysis Working Group
Financial Condition (E) Committee

The Surplus Lines Financial Analysis Working Group operates in Executive Session. The authority of the working group is limited to that of an advisory body, with a goal of formulating recommendations to the Chairs of the Surplus Lines (C) Task Force and Financial Condition (E) Committee for the appropriate regulatory response. Issues upon which the Surplus Lines Financial Analysis (E) Working Group may formulate a recommendation might include, but are not limited to, approval or disapproval of applicants to the Quarterly Listing, delisting of listed insurers, changes to trust fund requirements, or placement of limitations or restrictions on a listed insurer's business activity in the United States.

2016 Charges:

  1. Provide NAIC/International Insurers Department (IID) financial staff guidance and expertise relative to regulatory policy and practices with respect to individual companies and Lloyd’s syndicates that are either listed on or seeking admission to the Quarterly Listing of Alien Insurers. —Essential and Ongoing

  2. Refer suggestions to the IID Plan of Operation (C) Review Group regarding the IID Plan of Operation and its requirements relating to standards for inclusion on the Quarterly Listing of Alien Insurers. Additionally, refer suggestions for improvements for the IID annual reporting standards and forms.—Essential
Conference Call Calendar

NAIC conference calls & interim meetings are available on the NAIC Conference Call Calendar. See NAIC's revised policy statement on open meetings.

The Working Group meets in a regulator-only executive session pursuant to the NAIC Open Meetings policy item #3 because it is a discussion of specific companies or entities.

education & training events

There are no eduation or training events at this time.

Go to the exposure draft index.

There are no exposure drafts at this time.

documents and resources

Quarterly Listing of Alien Insurers

Alien Insurer Contact Information

Related NAIC Publications
Draft meeting minutes are available free for meeting attendees 10 business days after a national meeting concludes, using the User ID and Password supplied by the NAIC. Regulators may access minutes via StateNet.
Final committee minutes and Proceedings of the NAIC are available to non–attendees, after adoption at the next national meeting, for free in the PDF format through the NAIC Products & Services website.
Media queries should be directed to the NAIC Communications Division at 816-783-8909 or
Bob Schump
IID Manager
Phone: 816.783.8437
Please see the current Committee List for a complete list of committee members.