Committees & Activities

Producer Licensing (EX) Working Group
Executive (EX) Committee
Producer Licensing (EX) Task Force

The Producer Licensing (EX) Working Group supports:

 

2010 Charges for Producer Licensing (EX) Working Group:

  • Review the process for examination development and develop uniform standards for the delivery of examinations, updating of examinations and passage rate for examinations—Essential
  • Finalize the review of limited-line licensing issues, with particular focus on the following: 1) individually review the licensing requirements for each core limited line; 2) review other limited lines and determine what licensing requirements should apply to them; and 3) determine if another “catch all” limited line is needed to address licensing requirements for insurance products not already encompassed within the list of limited lines.—Essential
  • Continue to provide oversight and ongoing updates, as needed, to the State Licensing HandbookEssential
  • In response to inquiries about the states’ adoption and interpretation of the Producer Licensing Model Act (#205) and uniform licensing standards (ULS), provide updates to the frequently asked questions document regarding the model act and guidance on practices to implement all of the ULS—Important
  • Provide ongoing maintenance and review of reciprocity guidelines and uniform application forms for continuing-education providers and state review and approval of courses—Important
  • Provide input and feedback to NAIC/NIPR staff regarding the development of electronic-licensing applications, such as a centralized filing point for notification of administrative/criminal actions and Personalized Information Capture System (PICS) alerts for state insurance regulators—Essential
  • Serve as an informal focus group with NAIC staff for the development and delivery of a State Licensing Handbook training class for state insurance departments—Essential


Conference Call Calendar

A full list of NAIC conference calls & interim meetings is available on the NAIC Conference Call Calendar.

The Producer Licensing (EX) Task Force’s – Producer Licensing Working Group will be holding a public hearingto discuss producer licensing testing and examination development. The hearing is scheduled duringthe NAIC Summer National Meeting for August 17, 2010 at 1:00PM CST. Please find the hearing notice with additional details below.

Monday - June 21, 2010 - 1:00PM CST

Wednesday - July 21, 2010 – 1:00PM CST

exposure drafts

Limited Lines:

Travel LOA

Credit LOA

State Licensing Handbook The Working Group is continuing to finalize the 2009 State Licensing Handbook revisions. The document below has all accepted comments as they would be applied to the State Licensing Handbook. Please review, as the Working Group plans to consider the revisions for adoption on the Wednesday, July 21, 2010 conference call.

Comments:

NAIC Uniform Adjuster Application - The draft adjuster application were discussed during the PLWG Interim Meeting on May 2, 2010. The 2nd drafts are now available for review. The applications will be discussed on the upcoming July Conference Call. Please email your comments to Greg Welker gwelker@naic.org.

 

Producer Licensing Model Act FAQ’s – - The Frequently Asked Questions are current open for comment. The comments will be discussed on the up coming conference call scheduled for July 21, 2010

documents and resources

2010 PLWG Interim Meeting – May 2010

Spring 2010 National Meeting

The Independent Adjuster Licensing Guideline adopted by Executive Committee Fall 2008 National Meetings

NAIC Producer Licensing Assessment Report:

Uniform Criminal History and Regulatory Actions Background Guidelines.
Adopted by Executive Committee Winter 2009 National Meeting.

Continuing Education
The PLWG adopted the revisions to the Continuing Education Reciprocity Form and the Guidelines for Online CE Course in September 2009:

State Licensing Handbook: (Update)

The State Licensing Handbook was adopted by the Executive Committee during the 2008 Winter National Meeting and may be purchased from the NAIC Publications Department. Click here to access the Publications Catalog.

Producer Licensing Uniformity Survey

State Surveys on Producer Issues

  • PDB vs. Home State Certification [PDF]
  • Licensable Versus Non-Licensable Activities [Word]
  • Commission Sharing Exemption [PDF]
  • Multi-State Commercial Lines Exemption [Excel] [PPT]
    Note: These are two separate items.
Producer Licensing Model Act FAQ

Continuing Education (CE) Reciprocity

NAIC Uniform Applications
The Producer Licensing Task Force adopted the Uniform Applications in June 2009 and were adopted by the Joint Executive (EX) Committee/Plenary in September  2009.
The uniform applications have now been implemented effective January 2010. The reinstatement application has been eliminated since no jurisdictions have been using it. Please see the Product List by State document on the NIPR Web site for the states that use these products. The electronic applications at the NIPR site are based on these applications.

  • Individual Application [WORD] [PDF]
  • Individual Renewal [WORD] [PDF]
  • Business Entity Application
    [WORD] [PDF]
  • Business Entity Renewal [WORD] [PDF]
  • Uniform Appointment/Termination Form and Procedures [ Word ]
  • Uniform TPA Application [ Word ]
Related NAIC Publications

Compendium of State Laws on Insurance Topics

Model Laws, Regulations and Guidelines

Contacts
Media queries should be directed to the NAIC Communications Division at 816-783-8909 or news@naic.org.
Tim Mullen
Director, Market Regulation
816-783-8260

Greg Welker
Market Regulation Specialist
816-783-8872
Please see the current Committee List for a complete list of committee members.