NAIC Exposure Document Index

The following is a list of documents exposed by various work groups of the NAIC to the public. For additional information regarding these and other documents, their comment periods and pending actions — please visit the appropriate Committees & Activities page.

 

Executive (EX) Committee

There are no exposure drafts at this time.

Financial Stability Task Force

2017 FSTF Amended Charges - Clean

2017 FSTF Amended Charges - Redline

Government Relations Leadership Council
There are no exposure drafts at this time.
International Insurance Relations Leadership Group
There are no exposure drafts at this time.
Innovation and Technology Task Force

There are no exposure drafts at this time.

Cybersecurity Working Group

Final Insurance Data Security Model Law v6 redlined
Final Insurance Data Security Model Law v6 clean

Data Security Model Law v6 redlined
Data Security Model Law v6 clean

Data Security Model Law v5 redlined
Data Security Model Law v5 clean

Data Security Model Law v4 redlined
Data Security Model Law v4 clean

Data Security Model Law v3 redlined
Data Security Model Law v3 clean

12/20 Model Law Sections 2 & 3

Data Breach Definition Comparison Chart

Version 2 - Redlined

Version 2 - Clean

Model Draft - Version 1

Comments regarding second draft of the Insurance Data Security Model Law

Comments regarding the first draft of the Insurance Data Security Model Law

Speed to Market Working Group

There are no exposure drafts at this time.

Principle-Based Reserving Implementation Task Force
There are no exposure drafts at this time.
PBR Review Working Group

There are no exposure drafts at this time.

PBR Review Procedures Subgroup
There are no exposure drafts at this time.
Producer Licensing Task Force

There are no exposure drafts at this time.

Producer Licensing Working Group

During the 2016 Fall National Meeting the Producer Licensing (EX) Working Group received a presentation from Nationwide Insurance regarding Limited Line Pet Insurance. The presentation provides a proposal from Nationwide Insurance asking that the Working Group revise the Uniform Licensing Standards - #37 Standards for Non-Core Limited Lines to remove Pet Insurance as a limited line. An open comment period concerning this proposal was distributed with a deadline of January 20th. Comments received can be found listed below. The Working Group will discuss the comments and determine appropriate direction for this proposal.

Comments:

State Licensing Handbook

The Producer Licensing (EX) Working Group extended the biennial review of the handbook so Working Group members could review all 30 chapters for any additional revisions.

Please note: The Table of Contents and Appendix were pulled from the draft document as they are not confirmed until revisions have been adopted. In addition, any technical edits will not be shown in the draft document. All technical edits will be completed at the NAIC prior to publication.

Below is the adopted revisions to the Handbook adopted by the Producer Licensing (EX) Task Force. The revisions will be presented to the EX Committee at the 2016 Spring NAIC National Meeting.

Revisions:

During the 2015 Fall National Meeting the Uniform (EX) Subgroup presented the Producer Licensing (EX) Working Group with a draft of the CE Classroom Course Recommendations. The comment period has been opened until December 11, 2015. The Working Group will hold a conference call prior to the 2016 Summer NAIC National Meeting to discuss and potentially discuss.

Uniform Education (EX) Subgroup

There are no exposure drafts at this time.

Operational Efficiencies Working Group

Internal Administration (EX1) Subcommittee

Information Systems Task Force

There are no exposure drafts at this time.

Technical Consulting Working Group

There are no exposure drafts at this time.

Life Insurance and Annuities (A) Committee

Life Actuarial Task Force

2017-65

2017-68

Please send comments to Reggie Mazyck (rmazyck@naic.org) by close of business on October 5, 2017.

2017-67

Please send comments to Reggie Mazyck by close of business on September 24, 2017.

Memo to LATF AUW POG Data Elements

Please send comments to Reggie Mazyck by close of business on November 7, 2017.

VM Questions and Responses

Comments should include recommendations on a suitable place for housing the Question and Response document. Please send comments to Reggie Mazyck by close of business on Oct. 7, 2017.

APF 2017-63

Please send comments to Reggie Mazyck by close of business on October 2, 2017.

Simplified Issue Report

Please send comments to Reggie Mazyck by close of business on September 21, 2017.

APF 2017-61

2018 GRET Recommendation Letter

Please send comments to Reggie Mazyck by close of business on September 7, 2017.

APF 2017-14

APF 2017-45

APF 2017-50

APF 2017-55

APF 2017-60

APF 2017-62

Please send comments to Reggie Mazyck by close of business on August 29, 2017.

 

PBR Questions for LATF Consideration - Revised 2/2/17
Please send comments to Reggie Mazyck by close of business on March 10, 2017.

C-3 Phase II/AG 43 (E/A) Subgroup
There are no exposure drafts at this time.
IUL Illustration Subgroup
Longevity Risk (A/E) Subgroup
There are no exposure drafts at this time.
VM-22 (A) Subgroup
Life Insurance Buyer's Guide Working Group

Life Ins Buyers Guide QA draft 8-1-17

Life Insurance Illustration Issues Working Group

There are no exposure drafts at this time.

Promoting Appropriate Sales Practices in Life Insurance and Annuities (A) Working Group

There are no exposure drafts at this time.

The Model Law Review (A) Subgroup

There are no exposure drafts at this time.

Unclaimed Life Insurance Benefits Working Group
Unclaimed Benefits Model Drafting (A) Subgroup

Health Insurance and Managed Care (B) Committee

Consumer Information Subgroup

Comment Letters on Revising Current SBC:

Co-Op Solvency and Receivership (B) Subgroup

There are no exposure drafts at this time.

Health Actuarial Task Force

Cancer Tables Report
Please send comments to Eric King by the close of business on October 6, 2016.

AHIP GLTD Proposal
ACLI GLTD Proposal
Please send comments to Eric King by close of business on October 21, 2016.

WM-25 Proposal
Please send comments to Eric King by close of business on April 24, 2017.

Cancer Claims Cost Table Subgroup
Health Care Reform Actuarial Working Group

There are no exposure drafts at this time.

Actuarial Value Subgroup

There are no exposure drafts at this time.

State Rate Review Subgroup

There are no exposure drafts at this time.

Health Reserves Subgroup

HIRMR Mortality Tables Requirement

Please send comment to Eric King by close of business on Friday, October 20, 2017.

Individual Disability Valuation Table Implementation Subgroup

There are no exposure drafts at this time.

Joint Long-Term Care Guidance Manual Subgroup

There are no exposure drafts at this time.

Long-Term Care Actuarial Working Group
Long-Term Care Pricing Subgroup

There are no exposure drafts at this time.

Long-Term Care Valuation Subgroup
Medical Loss Ratio Quality Improvement Activities Subgroup

There are no exposure drafts at this time.

Regulatory Framework Task Force

There are no exposure drafts at this time.

Accident and Sickness Insurance Minimum Standards (B) Subgroup
ERISA Working Group

Comments due 8-31-17

12-4-16 Draft ERISA Handbook

Comments

Previously submitted comments on 12-4-17 Draft ERISA Handbook

ERISA Handbook Revisions
Comment Deadline 10-5-16

  1. 8-10-16 Discretionary Clause Section
  2. 8-10-16 Revisions on PEOs
  3. 8-10-16 Revisions to Case Law
  4. New Section on Association Coverage
  5. New Section on ACA

3-25-16 ERISA Handbook draft revision

Comments due 10-5-16

Model #22 (B) Subgroup

There are no exposure drafts at this time.

Senior Issues Task Force
Long Term Care Consumer Disclosure Subgroup

There are no exposure drafts at this time.

Long Term Care Innovation Subgroup

There are no exposure drafts at this time.

Medigap Subgroup
Health Care Reform Regulatory Alternatives Working Group

There are no exposure drafts at this time.

Property and Casualty (C) Committee

Advisory Organization Examination Oversight Working Group

There are no exposure drafts at this time.

Medical Professional Liability Working Group
Please send comments to Kris DeFrain by close of business on Thursday, May 19, 2016.
Auto Insurance Working Group

Auto Data Call Specs
Please send comments to Aaron Brandenburg by close of business on July 31, 2017.

Catastrophe Insurance Working Group

There are no exposure drafts at this time.

Consumer Outreach and Assistance Post-Disaster Subgroup
Casualty Actuarial and Statistical Task Force

There are no exposure drafts at this time.

Actuarial Opinion Working Group
Actuary Qualifications Proposal
Please send comments to Kris DeFrain (kdefrain@naic.org) by close of business on April 18, 2017.
Statistical Data Working Group

There are no exposure drafts at this time.

Climate Change and Global Warming Working Group

There are no exposure drafts at this time.

Crop Insurance Working Group

There are no exposure drafts at this time.

Earthquake Study Group

There are no exposure drafts at this time.

Risk Retention Working Group

There are no exposure drafts at this time.

Sharing Economy Working Group
There are no exposure drafts at this time.
Surplus Lines Task Force

There are no exposure drafts at this time.

Surplus Lines Working Group
There are no exposure drafts at this time.
Terrorism Insurance Implementation Working Group

There are no exposure drafts at this time.

Title Insurance Task Force

There are no exposure drafts at this time.

Title Insurance Financial Reporting Working Group
Title Consumer Shopping Tools (C) Working Group

There are no exposure drafts at this time.

Title Affiliated Business Process Review (C) Working Group

Working Group Report to Task Force_Version 2

Please send comments to Dave Keleher by close of business on July 19, 2017.

Transparency and Readability (C) Working Group

There are no exposure drafts at this time.

Travel Insurance (C) Working Group

There are no exposure drafts at this time.

Workers' Compensation Task Force

There are no exposure drafts at this time.

NAIC/IAIABC Joint Working Group

Market Regulation and Consumer Affairs (D) Committee

There are no exposure drafts at this time.

Antifraud Task Force

During the NAIC Attorneys Roundtable discussions in 2015, it was discovered that states/jurisdictions were not treating 1033 notifications uniformly. At the 2016 Fall NAIC National Meeting in Miami, Florida, the Antifraud (D) Task Force received a recommendation from the Producer Licensing (EX) Working Group concerning language found in the Guidelines for State Insurance Regulators to the Violent Crime Control and Law Enforcement Act of 1994 (Page 15, Section H, Subsection (3)).

The proposed recommendation is open for comment through March 3, 2017. Please submit comments or suggestions to Gwelker@naic.org

  • Suggested 1033 Notification Language PDF | DOC
Antifraud Training and Seminar (D) Working Group

There are no exposure drafts at this time.

Auto Insurance Working Group
This page is displayed twice on the Exposure Drafts page. Click here to go to the one under Committee C.
Big Data Working Group
Market Actions Working Group

There are no exposure drafts at this time.

Market Conduct Annual Statement Blanks Working Group

There are no exposure drafts at this time.

Market Regulation Certification Working Group

There are no exposure drafts at this time.

Market Information Systems Task Force

There are no exposure drafts at this time.

Pre-Dispute Mandatory Arbitration Clauses Working Group

There are no exposure drafts at this time.

Market Analysis Procedures Working Group

There are no exposure drafts at this time.

Market Conduct Examination Standards Working Group

Draft Revisions to Chapter 19-Conducting the Life and Annuity Examination 07-18-17 (Regarding Actuarial Guideline XLIX-The Application of the Life Illustrations Model Regulation to Policies with Index-Based Interest (AG 49))
Comments Due Date: October 17, 2017

Revised Chapter 2-Continuum of Regulatory Responses 07-13-17
This item was adopted by the Working Group on September 12, 2017, and additional revisions discussed at the 9/12/17 call were included in that adoption.

Potential Inclusion of Content from Recently Adopted Models in the Market Regulation Handbook  

Regulatory Guidance for Closing Continuum Actions 8-31-17 (for inclusion in the reference documents of the Market Regulation Handbook)
This item was adopted by the Working Group on September 12, 2017, and additional revisions discussed at the 9/12/17 call were included in that adoption.

Proposed new content for Market Regulation Handbook re: Closing Continuum Actions 07-13-17
Comments Due Date: August 30, 2017

Proposed new content for Market Regulation Handbook re: Closing Continuum Actions 03-01-17

Proposed new content for Market Regulation Handbook re: Closing Continuum Actions 11-28-16

Proposed Market Regulation Handbook Substantive Revisions Received from the Market Information Systems Research and Development (D) Working Group 7-12-16 The Working Group voted at its March 23 conference call to discontinue its review of this exposure draft.
Comments Due Date: March 16, 2017

The following items have been tabled by the Working Group until further notice.

Draft New Health Reform Market Conduct Examination Standards for Nondiscrimination for inclusion in theMarket Regulation Handbook
Aug. 10, 2015 Draft

Draft New Health Reform Market Conduct Examination Standards for Nondiscrimination for inclusion in theMarket Regulation Handbook
Aug. 3, 2015 Draft

Section D. Standards of Chapter 14-Sampling of the Market Regulation Handbook 9/18/14

Privacy Disclosures Working Group

There are no exposure drafts at this time.

Financial Condition (E) Committee

There are no exposure drafts at this time.

Financial Analysis Working Group

There are no exposure drafts at this time.

Group Capital Calculation Working Group

There are no exposure drafts at this time.

Group Solvency Issues Working Group
There are no exposure drafts at this time.
ORSA Implementation (E) Subgroup

Proposed Revisions to ORSA Guidance Manual

Comments due to Bruce Jenson by COB on September 29th.

Health Reform Solvency Impact Subgroup

There are no exposure drafts at this time.

Mortgage Guaranty Insurance Working Group

There are no exposure drafts at this time.

NAIC/AICPA Working Group

There are no exposure drafts at this time.

National Treatment and Coordination Working Group

The Working Group is exposing the proposal below for a 30-day comment period, please submit comments to Jane Barr by COB Oct. 13, 2017.

Biographical Third-Party Review Subgroup

There are no exposure drafts at this time.

Company Licensing Transactions (E) Subgroup

There are no exposure drafts at this time.

Risk-Focused Surveillance Working Group

There are no exposure drafts at this time.

Variable Annuities Issues Working Group

The Variable Annuities Issues (E) Working Group letter written by the chair to facilitate discussion is exposed for comment. Also included is the referral from the Statutory Accounting Principles (E) Working Group and draft Issue Paper. Please submit comments to Dan Daveline by COB, July 13, 2017.

Accounting Practices and Procedures Task Force

Exposures with an April 14, 2017 comment deadline:

Please forward comments to addressed to Kim Hudson, chair representative of the Accounting Practices and Procedures(E) Task Force to Robin Marcotte (NAIC staff support) by close of business on April 14, 2017.

Blanks Working Group

Blanks (E) Working Group
Items Received for Comment

Last Updated August 6, 2017

Please address comment letters to Jacob Garn, Chair of the Blanks (E) Working Group, and direct to Mary Caswell and Calvin Ferguson.


     
Ref No. Description Comment Deadline

2017-07BWG

Add new designations to the Designation Column of Schedule D and Schedule BA for bonds and preferred stock for the Private Letter (PL) and Reporting Exception (RE) suffixes.

October 2, 2017

2017-20BWG

Add question to the General Interrogatories Part 1 to determine if the reporting entity is part of a publicly traded group.  Add clarifying instruction to Schedule Y, Part 1A when a Central Index Key (“CIK”) is provided.  Add crosscheck between Column 6 and Column 7 of Schedule Y, Part 1A to ensure that when data is provided for one it is provided for the other.

September 6, 2017

Guidance Life, Health Annuity Guaranty Association Assessments Supplement

Guidance on who should file the Life, Health and Annuity Guaranty Association Model Act Assessment Base Reconciliation Exhibit and the Adjustments to the Life, Health and Annuity Guaranty Association Model Act Assessment Base Reconciliation Exhibit.

September 6, 2017

 

Investment Reporting Subgroup

On its September 12, 2017, conference call, the Investment Reporting (E) Subgroup voted to exposed the following documents with a public comment period ending October 27, 2017. Please address comments to Jamie Walker, Chair of the Investment Reporting (E) Subgroup, and submit electronically to NAIC staff, Jill Youtsey.

Statutory Accounting Principles Working Group

Exposure Drafts Outstanding
Statutory Accounting Principles Working Group
Last Updated August 21, 2017

Please address comment letters to Dale Bruggeman, Chair of the Statutory Accounting Principles (E) Working Group, and direct to Julie Gann, Robin Marcotte, Fatima Sediqzad and Jake Stultz.

SUBSTANTIVE AND NONSUBSTANTIVE EXPOSURES

Ref No. Issue Paper/ SSAP No./ Appendix Title Description
EXPOSURES With COMMENT DEADLINE OF OCTOBER 13, 2017

2016-02

SSAP No. 22R

ASU 2016-02: Leases

Exposed substantive revisions to incorporate revised GAAP guidance from ASU 2016-02, modified to retain the operating lease concept for statutory accounting.

2017-18

SSAP No. 68
SSAP No. 97

Goodwill Limitation in SSAP Nos. 68 and 97

Exposed revisions to provide actual examples on the amount of goodwill recognized in comparison to the SCA equity value and request comments on various options on whether to further limit the amount of admitted goodwill and/or improve the identification of goodwill in comparison to the SCA equity value.

2017-25

SSAP No. 26R

Wholly-Owned Ultra-Short Bond Portfolio in an LLC Series

Exposed a sponsor-submitted agenda item, which recommends that certain limited liability company (LLC) structures be eligible for inclusion in scope of SSAP No. 26R. Comments are requested on the three options to address the agenda item detailed in the NAIC staff recommendation.

2017-28

SSAP No. 61R  SSAP No. 62R Appendix A-791

Reinsurance Risk Transfer

Exposed revisions to clarify reinsurance contracts risk transfer requirements, provide clarifications that reinsurance accounting credit for contracts which pass risk transfer is only for the amount of risk ceded, and updates terminology. The exposure also requests specific comments on noted issues.

EXPOSURES With COMMENT DEADLINE OF OCTOBER 5, 2017

2017-29

INT 17-01T

Extension of Ninety-Day Rule for the Impact of Hurricane Harvey and Tropical Storm Harvey

Exposes a tentative interpretation allowing an optional temporary 60-day extension of the existing 90-day rule (for a total of 150 days) for policies impacted by hurricane Harvey.

EXPOSURES With COMMENT DEADLINE OF SEPTEMBER 22, 2017

2016-13

Appendix F

Policy on Coordination with the P&P Manual

Re-exposed a new policy statement on coordination with the Purposes and Procedures Manual of the NAIC Investment Analysis Office, SVO and Valuation of Securities (E) Task Force.

2016-48

SSAP No. 86

Impact of Future Settled Premiums on Option Valuations

 

Exposed revisions to capture information on financing premiums in derivative contracts (in aggregate and in individual contracts). The exposed disclosures are proposed to be required in a narrative format for year-end 2017, and captured electronically (either in Schedule DB or in a data-captured note) for year-end 2018.

2017-01EP

Various

Editorial Process

Exposed revisions to delete transition footnotes for the 2016 year-end and interim 2017 reporting of money market mutual funds and remove Actuarial Guideline 34 and Actuarial Guideline 39 on variable annuities which have not been in effect since 2009 from Appendix C.

2017-04

SSAP No. 86

Settlement of Variation Margin

Exposed revisions to clarify that variation margin changes (in all instances) shall be recognized as unrealized gains or unrealized losses until the derivative contract has matured, been terminated and/or expired. A Jan. 1, 2018 prospective effective date is proposed for entities that previously recognized changes in variation margin as realized gains/losses.

2017-05

SSAP No. 12

ASU 2016-09: Improvements to Share-Based Payment Accounting

Exposed revisions to adopt with modification ASU 2016-09.

2017-08

SSAP No. 97

Extension of SCA Filing Deadlines

Exposed revisions to incorporate a 90-day time period to file a Sub 1 after an initial acquisition or formation of an SCA, and an Aug. 31st deadline for Sub 2 filings, with provisions to allow a company a one-month deadline after the audit date for an SCA that regularly receives its audit report after Aug. 31st.

2017-10

SSAP No. 26R

Bank Loans

Exposed revisions to expand the definition of a “bank loan” to include bank loans directly issued by a reporting entity.

2017-12

SSAP No. 41R

Surplus Note Discount or Premium

Exposed substantive revisions to reflect the principle that the net balance of a surplus note issued at a discount or zero coupon should never be greater than the amount of cash and liquid admitted assets received.

2017-14

SSAP No. 92
SSAP No. 102

ASU 2017-07: Improving the Presentation of Net Periodic Pension Cost and Net Periodic Postretirement Benefit Cost

 

Exposed revisions to reject ASU 2017-07, with a notation that existing statutory disclosures on the components of pension cost shall continue.

2017-15

Appendix D

ASU 2013-08:  Financial Services—Investment Companies – Amendments to the Scope, Measurement, and Disclosure Requirements

Exposed revisions to reject ASU 2013-08.

2017-16

SSAP No. 104R

ASU 2017-09: Stock Compensation – Scope of Modification Accounting

Exposed revisions to adopt ASU 2017-09.

2017-17

SSAP No. 22

ASU 2017-10: Determining the Customer of the Operation Services

Exposed revisions to adopt with modification ASU 2017-10, and clarify the customer of service concession arrangements.

2017-19

SSAP No. 68
SSAP No. 90

Intangibles ASUs

Exposed revisions to reject five ASUs related to intangibles and incorporate guidance pertaining to triggering events for impairment assessment into SSAP No. 68.

2017-20

SSAP No. 97

SSAP No. 97 – Foreign Entity Clarification

Exposed revisions that provide a consistency edit that limited statutory adjustments are required for all foreign insurance SCAs (8.b.iv. entities) regardless if they have audited U.S. GAAP or audited U.S. foreign GAAP financial statements.

2017-21

SSAP No. 41R
SSAP No. 97

Double-Counting of Surplus Notes

Exposed revisions to clarify that the existing concept that restricts the “double-counting” of surplus notes issued by SCAs shall also apply to surplus notes that are issued by the parent and held by an SCA.

2017-22

SSAP No. 43R

Remove 2009 SSAP No. 43R Implementation Guidance

Exposed revisions to remove outdated transition guidance pertaining to the 2009 substantive revisions, and update the Question and Answer Implementation Guide.

2017-23

SSAP No. 2R

Money Market Mutual Fund Wash Sales

Exposed revisions to clarify that acquisitions and disposals of shares in money market mutual funds are not subject to the wash sale disclosure. Comments are requested on whether an exception to the wash sale disclosure should be considered for all cash equivalents.

2017-24

SSAP No. 100

NAV ASUs

Exposed substantive revisions to allow net asset value (NAV) per share as a practical expedient to fair value either when specifically named in a SSAP or when specific conditions exist. This exposure proposes to adopt, with modification, applicable GAAP guidance, allowing consistency in reporting for when FASB allows use of NAV.

2017-26

SSAP No. 107

High-Cost Risk Pooling in ACA Risk Adjustment

Exposed revisions to provide guidance to report high cost risk pools, which were added to the federal ACA risk adjustment program, similar to an involuntary pool. Comments are also requested on the other alternative accounting approach noted in the agenda item.

2017-27

IP No. 143R

Guaranty Fund Assessments

Exposed revisions to document substantive changes adopted to SSAP No. 35R—Guaranty Fund and Other Assessments related to assessments for insolvencies of entities that wrote long-term care.

EXPOSURES to SOLICIT COMMENTS - NO DEADLINE SPECIFIED

2016-20

Interested Party Comments – Nov. 28, 2016

ASU 2016-13: Financial Instruments - Credit Losses

Agenda item has been posted to allow for continued industry and regulator review as discussions will resume to consider this ASU. A comment deadline was not established for this item at this time, but comments or discussion points may be submitted to NAIC staff.

In addition to the agenda item, comments originally received from the initial exposure have been posted to facilitate review.

 

Restricted Asset Subgroup

Disclosure Templates for Repurchase and Reverse Repurchase Agreements – Comment Deadline April 29, 2016

Note – Proposed disclosure templates are included in the "secured borrowing" and "sale accounting" documents. The “SSAP No. 103” document includes proposed revisions to SSAP No. 103 to reflect the disclosures that will be captured templates, as well as to aggregate the repurchase disclosures in the SSAP. Comments are also specifically requested on the expansion of Schedule DL to include collateral from repurchase / reverse repurchase agreements.

Comments shall be addressed to Tomoko Stock, Chair of the Restricted Asset (E) Subgroup, and sent electronically to Julie Gann (NAIC staff).

Capital Adequacy Task Force

There are no exposure drafts at this time.

Catastrophe Risk Subgroup

There are no exposure drafts at this time.

Health Risk-Based Capital Working Group

The Working Group is exposing the below proposals for a 30-day comment period. Please submit comments to Crystal Brown by COB, Friday, September 8, 2017.

Investment Risk-Based Capital Working Group

There are no exposure drafts at this time.

Life Risk-Based Capital Working Group

Comments on the above exposure are due by COB Monday, July 24, 2017 and should be directed to Dave Fleming

6-9 Re-Exposure of Primary Security Shortfall Proposal
Comments on the above exposure are due by COB Friday, June 16, 2017 and should be directed to Dave Fleming

Exposure Drafts Still Open For Consideration with Comment Received:

Please send any comments on the exposure drafts to Dave Fleming.

 

C-3 Phase II/AG 43 (E/A) Subgroup

There are no exposure drafts at this time.

Longevity Risk (A/E) Subgroup
The exposure drafts for this page are also listed here.
Stress Testing (E) Subgroup

There are no exposure drafts at this time.

Operational Risk (E) Subgroup

There are no exposure drafts at this time.

Property and Casualty Risk-Based Capital Working Group

There are no exposure drafts at this time.

Examination Oversight Task Force

There are no exposure drafts at this time.

Analyst Team System Oversight Working Group

There are no exposure drafts at this time.

Electronic Workpaper Working Group

There are no exposure drafts at this time.

Financial Analysis Handbook Working Group

FAH Procedures Exposure Draft
FAH Exposure Draft 9/18/17

Comments due to Jane Koenigsman by COB Wednesday, October 18th.

Financial Analysis Research and Development Working Group

There are no exposure drafts at this time.

Financial Examiners Coordination Working Group

There are no exposure drafts at this time.

Financial Examiners Handbook Technical Group

There are no exposure drafts at this time.

IT Examination Working Group

There are no exposure drafts at this time.

Receivership and Insolvency Task Force

There are no exposure drafts at this time.

Receivership Model Law (E) Working Group

There are no exposure drafts at this time.

Receivership Financial Analysis Working Group

There are no exposure drafts at this time.

Receivership Technology and Administration Working Group

There are no exposure drafts at this time.

Reinsurance Task Force

On August 9, 2017, the Reinsurance (E) Task Force exposed the Concept of Investment / Primary Security in Comparison to Regulatory Transactions Memorandum for a 30-day public comment period ending Friday, September 8, 2017. Comments should be directed to Dan Schelp and Jake Stultz.

Reinsurance Financial Analysis (E) Working Group

There are no exposure drafts at this time.

Qualified Jurisdiction (E) Working Group

Survey on Effect of QJ Implementation of Solvency II
Exposure by Qualified Jurisdiction (E) Working Group. Submit survey responses to Matthew Todd and Dan Schelp by Wednesday, December 31, 2016. [Note: the previous survey response deadline of Wednesday, November 23, 2016, has been extended.]

Comments on the below exposure are due by the close of business Friday, January 13, 2017, and should be directed to Dan Schelp or Matt Todd.

Risk Retention Group (E) Task Force

There are no exposure drafts at this time.

Valuation of Securities (E) Task Force

Please send comment letters to Eric Kolchinsky, and Marly Kurtzer by July 23, 2017,


Please send comment letters to Charles Therriault, Robert Carcano, and Marly Kurtzer by August 7, 2017.


Please send comment letters to Charles Therriault, Robert Carcano, and Marly Kurtzer by Sept. 15, 2017, c.o.b


Please send comment letters to Charles Therriault, Robert Carcano, and Marly Kurtzer by Sept. 21, 2017, c.o.b


Please send comment letters to Charles Therriault, Robert Carcano, and Marly Kurtzer by Sept. 28, 2017, c.o.b

 

Financial Regulation Standards and Accreditation (F) Committee

The Financial Regulations Standards and Accreditation (F) Committee voted via email to expose a referral from the Reinsurance (E) Task Force. For background information, please also see the memo below from the Task Force that was provided to the Committee at the 2017 Spring and Summer National Meetings. All comment letters should be emailed to Julie Garber no later than Monday, October 2, 2017.

At the 2017 Summer National Meeting, the Financial Regulation Standards and Accreditation (F) Committee voted to expose the items below with a Wednesday, September 13, 2017 comment deadline.

  1. Referral from ORSA Implementation Subgroup regarding Part B Accreditation Guidelines for the Own Risk and Solvency Assessments
  2. Referrals from the Financial Analysis Handbook (E) Working Group and the Financial Examiners Handbook (E) Technical Group regarding Part B Accreditation Guidelines to incorporate Risk-Focused Analysis
  3. Revisions to the Self-Evaluation Guide/Interim Annual Review form to incorporate changes related to item #2

Comment letters should be emailed to Julie Garber no later than Wednesday, September 13, 2017.

International Insurance Relations (G) Committee

2014-15 Financial Sector Assessment Program (FSAP) Self-Assessment of the U.S. Insurance Sector

EU-U.S. Insurance Project Report to the Steering Committee, Key Elements of Regulations and Supervisory Practices in Respect of Group ORSA

ComFrame Development and Analysis (G) Working Group

There are no exposure drafts at this time.

International Regulatory Cooperation (G) Working Group

There are no exposure drafts at this time.

NAIC/Consumer Liaison Committee

There are no exposure drafts at this time.

NAIC/American Indian and Alaska Native Liaison Committee

There are no exposure drafts at this time.

NAIC/Industry Liaison Committee

There are no exposure drafts at this time.

NAIC/State Government Liaison Committee

There are no exposure drafts at this time.

SERFF Advisory Board

There are no exposure drafts at this time.