Members & Regulators
Resources
Annual and Quarterly Statement Reporting
Capital Adequacy
(Risk-Based Capital)

Financial Analysis

Financial Regulation Standards & Accreditation
International Insurers Department (IID)
National Treatment & Coordination
Receivership & Insolvency
Reinsurance
Risk Assessment
Solvency Regulation
Statutory Accounting
 
Training Contacts
Sherry Flippo, CPA
Financial Program Mgr.
816-783-8133
sflippo@naic.org
Linda Hunsucker, MBA
Financial Publications and Program Supervisor
816-783-8404
LHunsucker@naic.org

Financial Regulatory Services (FRS)

The Financial Regulatory Services Division provides technical expertise in areas of financial regulation, solvency regulation, financial reporting, statutory accounting, capital adequacy (risk-based capital), accounting, examinations, reinsurance, investments and international insurance issues to regulators.  To this end, it provides primary staff support for the Financial Condition (E) Committee and its respective task forces, working groups, technical groups, and subgroups.

 
FRS Events & Training Seminars

The Financial Regulatory Services Division provides educational seminars and professional presentations to NAIC members, state insurance department staff, international regulators, and members of the insurance industry.


Financial Regulatory Services Division Publications
To order these publications, please visit the NAIC Store.
Accounting Practices and Procedures Manual (available on CD)

Annual Statement Blanks –
-Property and Casualty
-Life/Health
-Title
-Separate Accounts
-Protected Cell

Accreditation Manual*

Annual Statement Instructions
-Property and Casualty
-Life/Health
-Fraternal
-Title

Blanks Task Force Subscription

Company Licensing Best Practices

Financial Condition Examiners Handbook (available on CD)

Financial Analysis Handbook

Framework for Insurance Holding
Company Analysis

Guide to Compliance with State Audit Requirements (available on CD)

Insurance Regulatory Information System (IRIS) Ratio Results and Use

Quarterly Listing of Alien Insurers

RBC – Health, Life, P&C, Fraternal

Receivers Handbook for Insurance Company Insolvency

States Prescribed Differences from NAIC Statutory Accounting Principles

Statutory Accounting Principles – Self Study

Troubled Insurance Companies Handbook

Uniform Certificate of Authority Application Handbook (UCAA)

*To obtain a copy of this manual call Sara Franson (816) 783-8425.