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Financial Summit

Annual and Quarterly Statement Reporting

Capital Adequacy
(Risk-Based Capital)

Financial Analysis
Financial Analysis Research and Development
Financial Analysis Handbook

Financial Regulation Standards & Accreditation

International Insurance Accounting

International Insurers Department (IID)

National Treatment & Coordination

Receivership & Insolvency

Reinsurance

Risk Assessment

Solvency Regulation

Statutory Accounting

Financial Regulatory Services (FRS)

The Financial Regulatory Services Division provides technical expertise in areas of financial regulation, solvency regulation, financial reporting, statutory accounting, capital adequacy (risk-based capital), accounting, examinations, reinsurance, investments and international insurance issues to regulators.  To this end, it provides primary staff support for the Financial Condition (E) Committee and its respective task forces, working groups, technical groups, and subgroups.

FRS Events & Training Seminars

The Financial Regulatory Services Division provides educational seminars and professional presentations to NAIC members, state insurance department staff, international regulators, and members of the insurance industry.

Training Contacts

Sherry Flippo
Financial Program Mgr.
816-783-8133
sflippo@naic.org
Linda Hunsucker
Financial Prgrm. Specialist
816-783-8404
lhunsuck@naic.org

Financial Regulatory Services Division Publications
To order these publications, please visit the NAIC Store.

Accounting Practices and Procedures Manual (available on CD)

Annual Statement Blanks –
-Property and Casualty
-Life/Health
-Title
-Separate Accounts
-Protected Cell

Accreditation Manual*

Annual Statement Instructions
-Property and Casualty
-Life/Health
-Fraternal
-Title

Blanks Task Force Subscription

Financial Condition Examiners Handbook (available on CD)

Financial Analysis Handbook

Framework for Insurance Holding
Company Analysis

Guide to Compliance with State Audit Requirements (available on CD)

Insurance Regulatory Information System (IRIS) Ratio Results and Use

Quarterly Listing of Alien Insurers

RBC – Health, Life, P&C, Fraternal

Receivers Handbook for Insurance Company Insolvency

States Prescribed Differences from NAIC Statutory Accounting Principles

Statutory Accounting Principles – Self Study

Troubled Insurance Companies Handbook

Uniform Certificate of Authority Application Handbook (UCAA)

*To obtain a copy of this manual call Sara Franson (816) 783-8425.
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