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Accounting & Reporting

All of the below publications are available as electronic files to purchase and download. Shop now!

Accounting Practices and Procedures Manual
This manual includes all statutory accounting guidance that has been adopted by the NAIC as of March. Appendices contain excerpts of applicable NAIC model laws, interpretations of the Emerging Accounting Issues Working Group, actuarial guidelines, GAAP to SAP crossreference chart, issue papers and policy statements. A password-protected Web site allows access to national meeting minutes, as well as updates to the manual prior to the next publication. The manual is also available on CD-ROM, providing instantaneous search capabilities powered by NextPage. Pricing for 5, 10, 25, 50 or 200 network users is available upon request. Updated annually.

Updates to the Accounting Practices and Procedures Manual

APP-CB Accounting Practices and Procedures Manual – View Table of Contents $465.00* $515.00**
APP-CR Accounting Practices and Procedures Manual - CD-ROM in Folio® Views* $395.00* $435.00**

* Supported Operating Systems: Windows XP, Service Pack 3: 32/64 bit; Windows Vista: 32/64 bit; Windows 7: 32/64 bit.

Companion Products


Annual and Quarterly Statement Blanks
To be used with its companion products, this publication provides the appropriate format for filing quarterly and annual statement data with the states and the NAIC. Proper use allows users to identify system changes that can improve the method in which data is first collected, and allows users to ascertain if their annual statement software vendor has also complied with NAIC requirements. Updated annually.

Quarterly Statement Blanks are shipped separately from Annual Statement Blanks.

Updates to the Annual and Quarterly Statement Blanks

ASB-AS Separate Accounts $75.00* $85.00**
ASB-FU Fraternal $200.00* $220.00**
ASB-HEA Health $200.00* $220.00**
ASB-LU Life/Accident/Health $200.00* $220.00**
ASB-PC Protected Cell $75.00* $85.00**
ASB-PU Property/Casualty $200.00* $220.00**
ASB-TU Title $200.00* $220.00**

Companion Products


Annual and Quarterly Statement Instructions
Includes a summary of changes to the instructions for the following year. When used with its companion products, it allows for proper preparation of annual and quarterly statements, including all supplemental information that must also be filed to remain in compliance with NAIC mandates. Instructions provide guidance for completing the various pages of the statements when the line descriptions are not self-explanatory. Updated annually.

Quarterly statement instructions are shipped separately from annual statement instructions.

Updates to the Annual and Quarterly Statement Instructions

ASI-FU Fraternal $225.00* $250.00**
ASI-HEA Health $225.00* $250.00**
ASI-LU Life/Accident/Health $225.00* $250.00**
ASI-PU Property/Casualty $225.00* $250.00**
ASI-TU Title $225.00* $250.00**

Companion Products


Blanks Task Force Subscription Service
This publication provides a historical account of NAIC activities on uniform statement blanks, as well as a complete summary of all changes adopted by the task force. This publication is no longer being produced. It was last published in 2003.

BLK-ZS Blanks Task Force Subscription Service $50.00  

Companion Products


Framework for Insurance Holding Company Analysis
Current information regarding the analysis of insurance holding companies may be found in the Financial Analysis Handbook. This publication is no longer being produced. It was last published in 2002.

FIH-OP Framework for Insurance Holding Company $50.00  

Companion Products


Listing of Companies
Provides domestic company codes and address on more than 5,000 Property, Life, HMDI, HMO, LHSO, Title and Fraternal insurers, as well as more that 10,000 off-shore alien insurers and reinsurers included in the NAIC database. It also indicates whether a state has taken regulatory action against a domestic insurer and provides all necessary information for completing the reinsurer-related requirements in Schedule F and Schedule S of the annual and quarterly statements. Along with its companion products, this publication should be used to ensure that all financial filings conform to NAIC requirements. Updated bi-annually.

LOC-ZU Listing of Companies $200.00* $220.00**

This information is also available in a CSV format.

Companion Products


Risk-Based Capital Forecasting and Instructions
The RBC Forecasting and Instructions provides continual analysis of RBC data and includes a forecasting software CD-ROM, overview and instructions, and newsletter. The RBC Forecasting and Instructions explains the RBC formula, which should be helpful to anyone responsible for submitting data. Revisions are identified in bold font and summarized in a memo included within the publication. Updated annually.

RBC-FI RBC Forecasting and Instructions-Fraternal $50.00* $55.00**
RBC-HEF RBC Forecasting and Instructions-Health $75.00* $85.00**
RBC-LF RBC Forecasting and Instructions-Life $75.00* $85.00**
RBC-PF RBC Forecasting and Instructions-Property/Casualty $75.00* $85.00**

Companion Products


SAP Self-Study Program
This program has been designed to enable the participant to: 1) become aware of and understand the major changes to statutory accounting guidance brought about by the Accounting Practices & Procedures Manual; and 2) understand the organization of the Statements of Statutory Accounting Principles and related insurance accounting guidance. It represents the most significant components of statutory accounting guidance with information that is both generic to all reporting entities and specific to accident/health and property/casualty entities. Copyright 2012.

After completing the SAP Self-Study Program, participants may take an electronic test through the NAIC Education & Training Department in order to obtain a certificate of completion that can be used for continuing education purposes. There is an additional $200 fee to take the electronic test. Visit http://education.naic.org for more details.

SAP-ZU SAP Self-Study Program $250.00* $275.00**

Companion Products


States' Prescribed Differences from NAIC Statutory Accounting Principles
The Accounting Practices and Procedures Manual presents a comprehensive basis of accounting that should be followed if not in conflict with state statutes and/or regulations. Should the domiciliary state set forth accounting guidance that differs from the AP&P Manual, disclosures of such must be made. This publication provides information regarding each state's prescribed differences from NAIC statutory accounting principles, including a citation to the respective state statute and/or regulation. Updated annually.

SPD-OP States' Prescribed Differences from NAIC Statutory Accounting Principles $100.00* $110.00**

Companion Products

*Domestic Price           **International Price