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Legal

All of the below publications are available as electronic files to purchase and download. Shop now!

Compendium of State Laws on Insurance Topics
The Compendium is a three-volume compilation of legislative and regulatory data. It consists of more than 100 issue-specific charts, combining states' statutes and regulations on various insurance topics in a concise and clear format. The Compendium is available for purchase 1) as a three-volume set; 2) by individual volume; 3) by individual chart; and 4) by quarterly update.

Compendium Index
Compendium Table of Contents

CSL-ZM Compendium of State Laws - 3 Vol. Set $695.00* $765.00**
CSL-ZU Quarterly Update Subscription - 3 Vol. Set $640.00* $705.00**
CSL-ZR-EL Compendium 3 Vol. Set with Updates (Electronic Only) $725.00* $800.00**
CSL-CM Volume I - Company/Producer $265.00* $295.00**
CSL-CP Quarterly Update Subscription: Volume I $250.00* $275.00**
CSL-LM Volume II - Life/Health/Property $265.00* $295.00**
CSL-LP Quarterly Update Subscription: Volume II $250.00* $275.00**
CSL-MCM Volume III - Mkt Conduct/Regulatory Issues $265.00* $295.00**
CSL-MCR Quarterly Update Subscription: Volume III $250.00* $275.00**
Individual Charts $100.00* $110.00**
CSL-ZR Compendium 3 Vol. Set with Updates (CD-ROM) $725.00* $800.00**

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Frequently Asked Questions (FAQ)
Frequently Asked Questions (FAQ) is a companion to the NAIC Privacy of Consumer Financial and Health Information Regulation. The FAQ provides guidance to those interested in learning about how the model regulation works. The model regulation was drafted in response to requirements set forth in Title V of the Gramm-Leach-Bliley Act related to the privacy of consumers’ personal information. Copyright 2001.

PCF-OP Frequently Asked Questions (FAQ) $50.00  

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Guidelines for State Insurance Regulators to the Violent Crime Control and Law Enforcement Act of 1994: 18 U.S. Code, Sections 1033 and 1034
This publication provides an explanation of the potential use by federal prosecutors of 18 U.S. Code Sections 1033 and 1034 in combating white-collar insurance fraud. The guidelines include suggestions for insurers on complying with the statutes. Copyright 2011.

SIR-OP Guidelines for State Insurance Regulators to the Violent Crime Control and Law
Enforcement Act of 1994
$50.00  

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Health and Welfare Plans Under the Employee Retirement Income Security Act: Guidelines for State and Federal Regulation
This handbook provides state insurance regulators with a resource guide to help them through the labyrinth of ERISA preemption analysis. ERISA, a federal statute that establishes a comprehensive regulatory framework for employee pension benefit plans, preempts most state laws. However, ERISA exempts from federal preemption any state law that regulates the business of insurance — but determining whether a state law is preempted by ERISA can be complex and confusing. Copyright 2004.

ERS-OM Health and Welfare Plans Under ERISA $45.00  

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Model Laws, Regulations and Guidelines
This comprehensive six-volume set provides quick access to every NAIC model law, regulation and guideline currently published. Included with a number of the models is a legislative history that explains why the model was adopted and why certain provisions were included. In addition, for all models included in the publication, a state action page cites each state's enacted model or similar/related legislation. Updated quarterly.

Online Model Law Index
Free Model Laws
Model Law Forms
Model Law Development
Table of Contents (PDF)
Index (PDF)

MDL-ZM Model Laws - 6-Vol Set (Print) $725.00* $800.00**
MDL-ZR-EL Model Laws - 6-Vol Set (Electronic) $550.00  
MDL-ZR-HC Model Laws - 6-Vol Set (CD-ROM) $560.00* $620.00**
MDL-ZU Quarterly Update Subscription $450.00* $495.00**

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Privacy of Consumer Financial and Health Information Regulation
This model regulation was drafted in response to requirements set forth in Title V of the Gramm-Leach-Bliley Act related to the privacy of consumers’ personal information.

MDL-672 Privacy of Consumer Financial and Health Information Regulation $75.00  

Companion Products


Retaliation: A Guide to State Retaliatory Taxes, Fees, Deposits and Other Requirements
The Retaliation Guide offers a complete listing of each state's retaliatory tax rates resulting from companies selling insurance products across state lines. This publication includes important information about other taxes and assessments, exclusions and deductions, credits, payment due dates, penalties, extensions, fees and deposits. Volume I tracks changes in laws and fees; Volume II includes information on state tax forms. Updated annually.

RET-ZU Retaliation Guide $250.00* $275.00**

Companion Products


Risk Retention and Purchasing Group Handbook
The Risk Retention and Purchasing Group Handbook explores the provisions and requirements of the Liability Risk Retention Act of 1986 (LRRA) and the NAIC Model Risk Retention Act. The question of which aspects of state laws have been preempted by the LRRA and which have not is the overall issue that has given rise to many of the other issues. The handbook attempts to explain the various approaches that the states have taken in dealing with these issues. Copyright 2013.

Appendix C of the Risk Retention and Purchasing Group Handbook has been updated. As of April 2014, the contact information is current as provided to the NAIC by the state insurance departments. Since 2009, this list is updated every year to provide the most up-to-date contact information available.

RIS-BB Risk Retention and Purchasing Group Handbook $75.00  

Companion Products


Unauthorized Entities Manual
This manual provides insurance regulators information on detecting, investigating, and determining how best to deal with the illegal activities of an unauthorized entity in their state. It also assists regulators, insurance fraud investigators and prosecutors by providing common examples of these entities. Copyright 2000.

UEM-ZB Unauthorized Entities Manual $50.00  

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