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SVO Filing Applications and Forms

This page includes links to additonal filing applications and forms that may be required by the SVO. Please contact the SVO at svoinquirydesk@naic.org for more information.

Bond Lease Based CTL Application [DOC]
Collateral Loan Form [DOC]
(Please use this form for transactions that are secured by aircraft or aircraft spare parts as well as other collateralized transactions that are principally asset based.)
Credit Lease Based CTL Application [DOC]
Power and Pipe Line Annual Review Summary [DOC]
P&I Multiple Issues [DOC]
P&I Single Issue [DOC]
Project Information Memo [DOC]
Regulatory Treatment Analysis Service (RTAS) Application [PDF]
Structured Security Questionnaire (Asset-Backed and Residential Mortgage-Backed Securities) [DOC]
Treasury Stock Form [DOC]
Valuation Information Memorandum [DOC]
Residential Mortgage Quality Matrix [ Excel] Instruction Sheet [PDF]
Group Code Extension Comparative Analysis [PDF]

Replication (Synthetic Asset) Transactions Forms

  • RSAT Form
    [Word | PDF]
  • RSAT Credit Change Annex Form
    [Word | PDF]
  • RSAT Basket Form
    [Word | PDF]
  • RSAT Index List Application
    [Word | PDF ]
  • RSAT Fixed Income Index Form
    [ Word | PDF ]

 

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