The Examination Tracking System is designed to store examination information that can be shared from state to state. Information stored into the database includes entity demographics, exam type (financial/market conduct), examination dates, examiners involved and exam results. The system enables states to share examination information and reduce duplication of effort.
For more information, contact (Market)
Trish Skahan
NAIC, 2301 McGee
Kansas City, MO 64108-2604
(816) 783-8265
tskahan@naic.org
For more information, contact (Financial)
Sherry Shull
NAIC, 2301 McGee, Suite 800
Kansas City, MO 64108-2604
(816) 783-8128
sshull@naic.org
For more information, contact (Technical)
Marian Drape
NAIC, 2301 McGee, Suite 800
Kansas City, MO 64108-2604
(816) 783-8602
mdrape@naic.org
States Participating - Call Market & Financial Exams
AL, AK, AR, AZ, CA, CO, CT, DE, DC, FL, GA, ID, IL, IN, IA, KS, KY, LA, ME, MA, MD, MI, MN, MS, MO, NE, NE, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV, WY
States Participating - Call Financial Exams Only
HI, MT, OR, SC, SD
States Not Participating at This Time
AS, GU, PR, VI
To be considered actively participating in Exam Tracking System - (ETS) - a state has used ETS to call at least one Market Conduct and/or Financial Exam or have participated in a zone exam, within the last 12 months.