Producer Licensing (D) Task Force
Saturday, April 6, 2019
JW Marriott Orlando—Palazzo Ballroom Salons D & E—Lobby Level

Relocated from the Producer Licensing (EX) Working Group page
 Limited Lines - Pet Insurance

NAIC CE Classroom Course Recommendation
(Adopted by PLWG on May 16, 2016)


 State Licensing Handbook

Relocated from the Producer Licensing (EX) Working Group page

 Adjuster Licensing

 Producer Licensing Reference Materials


Information regarding resident and non-resident requirements for individual states accepting paper licensing for the Uniform Licensing Applications are available on the NAIC Paper Licensing Map


Relocated from the State Licensing Handbook page

During 2012 the Producer Licensing (EX) Working Group completed significant revisions to Chapter 8 – Testing Programs; Chapter 9 - Lines of Insurance; Chapter 10 – Surplus Lines; and Chapter 18 – Adjuster Licensing. Additional biennial revisions and updates were applied were appropriate.

The 2013 version of the State Licensing Handbook may be purchased from the NAIC Publications Department. Click here to access the Publications Catalog.


Relocated from the Producer Uniformity page

The Working Group adopted the Revised – Uniform Licensing Standard in 2011.  The ULS were fully adopted by the Producer Licensing (EX) Task Force and then the Executive Committee during the NAIC Fall 2011 National Meeting.


Limited Lines: The Working Group discussed the limited lines charge during the 2010 Summer National Meeting. The Working Group adopted a motion for the crop limited lines license requirements and a separate motion for the limited lines travel insurance standards. The Crop and Travel limited lines were then adopted by the Producer Licensing Task Force and the Executive Committee.

The working group was asked to review the full adoption, and uniform interpretation, of the commercial lines multi-state exemption and the commission sharing exemption across all states and provide further guidance. The attached document shows the recommendations provided.  The document was fully adopted by the NAIC in 2008.

NAIC Producer Licensing Assessment Report:

The working group was asked to review the compliance with uniform licensing standards and identify those standards that are not generally supported by the local industry organizations at the state legislative level as well as the specific issues associated with non-support. The attached document shows the recommendations provided.  The document was fully adopted by the NAIC in 2008

Relocated from the Uniform Education (EX) Subgroup page

The CE Classroom Course Recommendations were adopted by the NAIC full membership at the 2016 NAIC Summer National Meeting.

The CER Form was last adopted on September 2009 by the NAIC Full Membership. The PLWG has focused on adapting the form as necessary to achieve uniformity.

The PLWG has continued to review and update the CE guidelines for online and classroom courses in addition to the uniform formula used to to calculate credit hours. The guidelines were last updated in September of 2009 by adding the"Additional Online Course Guidelines" document to the current guidelines and formula document.

The CE Course Guidelines for Classroom Webinar/Webcast were adopted by the NAIC full membership at the 2014 NAIC Summer National Meeting.

The CE Course Guidelines for Online Course were adopted by the NAIC full membership at the 2015 NAIC Spring National Meeting.

The CE Standardized Terms and Definitions were adopted by NAIC full membership at the 2013 NAIC Fall National Meting.

Related NAIC Publications


Producer Licensing (D) Task Force


2019 Charges

The mission of the Producer Licensing (D) Task Force is to: 1) develop and implement uniform standards, interpretations and treatment of producer and adjuster licensees and licensing terminology; 2) monitor and respond to developments related to licensing reciprocity; 3) coordinate with industry and consumer groups regarding priorities for licensing reforms; and 4) provide direction based on NAIC membership initiatives to the National Insurance Producer Registry (NIPR) Board of Directors regarding the development and implementation of uniform producer licensing initiatives, with a primary emphasis on encouraging the use of electronic technology.

Ongoing Support of NAIC Programs, Products or Services

The Producer Licensing (D) Task Force will:

  1. Work closely with NIPR to encourage full utilization of NIPR products and services by all of the states and producers, and encourage accurate and timely reporting of state administrative actions to the NAIC’s Regulatory Information Retrieval System (RIRS) to ensure this data is properly reflected in the State Producer Licensing Database (SPLD) and the Producer Database (PDB).

  2. Facilitate roundtable discussions, as needed, with the state producer licensing directors for the exchange of views, opinions and ideas on producer-licensing activities in the states and at the NAIC.

  3. Discuss, as necessary, state perspectives regarding the regulation and benefit of the activities of the federal Affordable Care Act (ACA) established enrollment assisters (including navigators and non-navigator assisters and certified application counselors) and the activities of producers in assisting individuals and businesses purchasing in the health insurance marketplaces. Coordinate with the Health Insurance and Managed Care (B) Committee and the Antifraud (D) Task Force, as necessary.

  4. Monitor the activities of the National Association of Registered Agents and Brokers (NARAB) in the development and enforcement of the NARAB membership rules, including the criteria for successfully passing a background check.

  5. Coordinate through NAIC staff to provide guidance to NIPR on producer licensing-related electronic initiatives. Hear a report from NIPR at each national meeting.

  6. Coordinate with the Market Information Systems (D) Task Force and the Antifraud (D) Task Force to evaluate and make recommendations regarding the entry, retention and use of data in the NAIC’s Market Information Systems.

  7. Monitor state implementation of adjuster licensing reciprocity and uniformity; update, as necessary, NAIC adjuster licensing standards.

  8. Draft a white paper on the role of chatbots and artificial intelligence in the distribution of insurance and the regulatory supervision of these technologies.