Examination contacts

Financial Examination Tools

Webinars and Training

The below link will direct you to the Training Page for various online training tools including links to recent webinar offerings.

Webinars and Training

Examination Sound Practices

The link below will direct you to the Examination Sound Practices Page for various documents and examples that may be useful to Financial Examiners while performing an examination.

Examination Sound Practices


The link below will direct you to a PDF with contact information to assist you in resolving TeamMate related issues.

Support Resources

Peer Review Project

In 2018, 4 more sessions of the peer review are being planned as follows:

 Exam Program – 2 sessions

  1. One session will focus on use of contractors
    • Participating states will send both a contractor and a state employee
    • Session will include 6 participating states and will last 2 ½ days
  2. A second general session will be held with state regulators only
    • Session will include 9 participating states and will last the typical 3 ½ days
  3. Dates:
    • May 1-3 (contractor session)
    • September 11-14 (general session)

 Analysis Program – 2 sessions

  1. Both sessions to focus on 12/31/2017 legal entity, risk focused analysis.
  2. Sessions will include 8 - 12 participating states depending upon demand and resources
  3. Dates:
    • August 14-16, 2018
    • October 23-25, 2018

The links below provide a detailed summary of the exam & analysis peer review sessions, draft agendas and application forms.

For additional information on any of the peer review sessions, please contact Miguel Romero (exam sessions) or Bree Wilson (analysis sessions).


The links below provide information to examiners regarding TeamMate/Citrix related issues.

Handbook Updates & Additional Resources

NAIC examination staff also update and maintain two additional websites with content that examiners may find useful.

Statenet Financial Exam Page

The link above provides access to additional information including:

Handbook Secure Site

For examiners that purchase a copy of the Financial Condition Examiners Handbook the link above will provide access to the Handbook Update related content as detailed above.