There are no advance materials at this time.

There are no exposure documents at this time.

OPTins Alien NAIC IID

State Department of Insurance Surplus Lines Contact Directory

Quarterly Listing of Alien Insurers

Alien Insurer Contact Information

Company Annual Filings
 Information to be completed by companies in order to satisfy the annual IID filings in 2017 for years ending on or after December 31, 2016.

  • Biographical Affidavit Form Word
  • Filing Instructions Word
  • IID Financial Filing Format Excel
  • IID Interrogatories Word
  • Jurat Word
  • Loss Reserve Certification Instructions Word
  • IID Plan of Operation Word
  • Schedule of Fees and Other Charges Word

Company Applications
Information to be completed by companies which intend to apply for listing on the Quarterly Listing of Alien Insurers.

  • Biographical Affidavit Form Word
  • Business Plan Instructions Word
  • Filing Instructions Word
  • IID Application Form Word
  • IID Financial Filing Format Excel
  • IID Standard Form Trust Agreement Word
  • IID Interrogatories Word
  • Jurat Word
  • Loss Reserve Certification Instructions Word
  • IID Plan of Operation Word
  • Schedule of Fees and Other Charges Word

Lloyd's Syndicate Annual Filings
 Information to be completed by Lloyd's syndicates in order to satisfy the annual IID filing in 2017 for the December 31, 2016 year-end.

  • Filing Instructions Word
  • IID Financial Filing Format Excel
  • IID Interrogatories Word
  • Jurat Word
  • Loss Reserve Certification Form Word
  • IID Plan of Operation Word
  • Schedule of Fees and Other Charges Word

Lloyd's Syndicate Applications
Information to be completed by Lloyd’s syndicates which intend to apply for listing on the Quarterly Listing of Alien Insurers.

  • Biographical Affidavit Form Word
  • Business Plan Form Word
  • Filing Instructions Word
  • IID Application Form Word
  • IID Financial Filing Format Excel
  • IID Interrogatories Word
  • Jurat Word
  • Loss Reserve Certification Form Word
  • IID Plan of Operation Word
  • Schedule of Fees and Other Charges Word

Related NAIC Publications

Contacts

Surplus Lines (C) Working Group

 

The Surplus Lines Working Group operates in Executive Session when discussing specific companies, entities or individuals, including, but not limited to, collaborative financial and market conduct examinations and analysis; and, in Open Session when discussing surplus lines market topics and policy issues including IID Plan of Operation amendments.

2017 Charges

  1. Provide NAIC/International Insurers Department (IID) financial staff guidance and expertise relative to regulatory policy and practices with respect to individual companies and Lloyd’s syndicates that are either listed on or seeking admission to the Quarterly Listing of Alien Insurers.—Essential

  2. Provide analytical expertise and support to the states and the IID with respect to admission to the Quarterly Listing of Alien Insurers. ––Essential

  3. Maintain the IID Plan of Operation and its requirements relating to standards for inclusion on the Quarterly Listing of Alien Insurers concerning capital and/or surplus funds, U.S. trust accounts and fitness of management among other criteria. ––Essential

  4. Provide a forum for discussion among NAIC jurisdictions of excess market issues related to specific companies, entities or individuals.––Essential