Supplementary Products
All of the below publications are available as electronic files to purchase and download. Shop now!
Antifraud Resources Report
This report includes the results of a survey conducted by the NAIC’s Antifraud Task Force on a broad range of antifraud-related areas. Results are as reported by the insurance departments and, where necessary, other state agencies. Copyright 2010.
| IAR-OPS |
Antifraud Resources Report |
$75.00 |
|
Companion Products
Antifraud Statistical Report Form
This form was developed to assist with the uniform collection of antifraud data from insurance
companies on a calendar year basis. Copyright 2006.
| AAF-OP |
Antifraud Statistical Report Form |
$50.00 |
|
Companion Products
Crop Insurance Handbook
This handbook provides a guide for regulators on the regulation of crop insurance. It is a result of cooperative efforts between state insurance regulators and the Federal Crop Insurance Corporation to clarify regulatory roles in order to serve the best interests of farmers. Since many of the FCIC’s activities are preempted from state regulation, the need for coordination of regulatory efforts is paramount. Copyright 2001.
| CRO-PB |
Crop Insurance Handbook |
$25.00 |
|
Companion Products
Draft Template for State Implementation of Health Insurance Portability & Accountability Act
This publication was developed to help state insurance regulators understand the many issues and questions raised by the Health Insurance Portability & Accountability Act of 1996. It includes synopses of provisions relating to group and individual market reforms, medical savings accounts, long-term care, fraud and abuse, administrative simplification, Medicare anti-duplication and additional tax-related provisions. Copyright 1996.
| HIP-PO96 |
Draft Template for State Implementation of HIPAA |
$50.00 |
|
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Federalism and Insurance Regulation
This publication presents a factual historical account of the development of the framework for insurance regulation in the United States. It does so in part by using illustrative early statutes, presenting them chronologically, and in part by using cases that illustrate the interpretation of the crucial later statutes. Copyright 1995.
| FIR-ZB |
Federalism and Insurance Regulation |
$40.00 |
|
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Guidance Manual for Rating Aspects of The Long-Term Care Insurance Model Regulation
This manual provides assistance to the states in their long-term care insurance rate review activities. It represents the first step in the process of determining appropriate rate review procedures. It is also intended to provide guidance as to reasonable interpretations of the model regulation as it pertains to rating issues. It also contains the 2009 version of A Shopper's Guide to Long-Term Care Insurance. Copyright 2009.
| LTC-GM |
NAIC Guidance Manual for Rating Aspects of The Long-Term Care Insurance Model Regulation
|
$50.00* |
$55.00** |
Companion Products
Guidance Manual in the Evaluation of Ratings Manuals and Filings Concerning Small Employer and Individual Health Insurance
Based on NAIC model acts and regulations, this manual was produced to provide assistance to the states in their rate review activities for small employer health insurance. Even though the manual was written for the examiner of an insurance department, this publication is also useful for insurance carriers who want to ensure they maintain the appropriate information that will help make the compliance verification process as expeditious as possible. Copyright 2003.
| SMA-LB |
Guidance Manual in the Evaluation of Ratings Manuals and Filings |
$25.00 |
|
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Health Reserves Guidance Manual
This manual provides guidance regarding the calculation and documentation of health reserves as described in the Health Insurance Reserves Model Regulation (MDL-10). It is designed to encompass all health coverages, including medical, dental, disability and long-term care. Copyright 2007.
| HRG-OP |
Health Reserves Guidance Manual |
$50.00 |
|
Companion Products
Insurance-Related Organizations List
This publication provides contact information for associations and businesses that interact daily with the insurance industry. Updated annually.
| ASN-ZB |
Insurance-Related Organizations List |
$25.00* |
$30.00** |
Companion Products
International Insurance Solvency Survey
This publication was developed to help familiarize NAIC members with other countries’ insurance systems and the data other countries collect from insurance companies. It summarizes the findings of a survey completed by nearly 100 countries/provinces. Each entity answered questions addressing regulation, filing requirements, limitations, examinations, supervision and disclosure. Copyright 1998.
| IIS-ZM |
International Insurance Solvency Survey |
$200.00 |
|
Companion Products
Issues
This publication summarizes the background and position of the NAIC on more than 60 important issues. Many of these subjects are archived and date back as far as 1989. Please Note: This publication is no longer being produced. It was last published in 2003.
Companion Products
Journal of Insurance Regulation
The JIR is a forum for opinion and discussion of major regulatory and public policy issues in insurance. This publication also provides a wide distribution of rigorous, high-quality research regarding insurance regulatory issues. Individual articles and previous quarterly issues are available in electronic format only. The annual compilation is available in either hardcopy or electronic format.
Click here for detailed information.
| JIR-ZB |
JIR – Annual Compilation |
$70.00* |
$85.00** |
| JIR-ZB |
JIR – Previous Quarterly Issue (Electronic only) |
$25.00 |
|
| JIR-ZB |
JIR – Individual Article (Electronic only) |
$10.00 |
|
Companion Products
Life and Health Actuarial Subscription
Life and Health Actuarial Subscription is mailed 12 times annually and provides pertinent details of studies by the Life Actuarial (A) Task Force and Health Actuarial (B) Task Force. Updated monthly.
| LHA-LS |
Life and Health Actuarial Subscription |
$275.00* |
$300.00** |
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Market Analysis Handbook
Please Note: The information contained in this handbook was incorporated into the
Market Regulation Handbook; therefore, this publication is no longer being produced. It
was last published in 2004.
| MAH-HB |
Market Analysis Handbook |
$50.00 |
|
Market Conduct Examiners Handbook
Please Note: The information contained in this handbook was incorporated into the Market
Regulation Handbook; therefore, this publication is no longer being produced. It was last
published in 2004.
| EXC-ZU |
Market Conduct Update |
$250.00 |
|
Market Regulation Handbook
This publication combines information from the Market Conduct Examiners Handbook and the Market Analysis Handbook into one comprehensive source of reference material for the continuum of regulatory responses to potential market concerns. The goal with this publication is to help market regulators conduct uniform, standardized market analysis and market conduct examinations.
| MKR-HB |
Market Regulation Handbook
View Table of Contents
|
$450.00* |
$495.00** |
| MKR-HR |
Market Regulation Handbook CD-ROM |
$460.00* |
$510.00** |
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Market Regulation Handbook – Examination Standards Summary
Designed to serve as a compilation of the market conduct examination standards found in chapters 16 – 28 of the Market Regulation Handbook. Arranged and organized by chapter and area of examination, regulated entities might find this summary useful in creating an outline for internal review templates. Please note: This summary does not represent all examination standards, methodologies and areas of review that could be utilized by an insurance department. Updated annually.
| MES-HB |
Market Regulation Handbook – Examination Standards Summary |
$450.00* |
$495.00** |
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Medicare Supplement Insurance Model Regulation Compliance Manual
The Medicare Supplement Insurance Model Regulation Compliance Manual provides guidance as to reasonable interpretations of the model act and regulation as they pertain to rating issues. The manual was produced for use by the states in their review of rate filings, experience reports and refund calculations for Medicare supplement health insurance. This manual may be useful to issuers of Medicare supplement coverage; however, it should be understood that its exclusive purpose is to be a tool for the states. Copyright 2005.
| MED-LM |
Medicare Supplement Insurance Model Regulation Compliance Manual |
$50.00 |
|
Companion Products
ORSA Guidance Manual
Provides guidance to an insurer and/or the insurance group with regard to reporting its Own Risk and Solvency Assessment (ORSA), as outlined within the Form B – Insurance Holding Company System Annual Registration Statement of the Insurance Holding Company System Model Regulation (#450).
| ORSA |
ORSA Guidance Manual |
$50.00* |
$55.00** |
Companion Products
Product Filing Review Handbook
An easy reference guide regarding the review of rate, rule and form filings to be used by insurance companies. Includes references to NAIC product filing tools and instructions. Its use will help insurance regulators provide speed-to-market for insurers, while continuing to maintain a high level of protection for consumers. Recommendations are aimed at adding uniformity and consistency to regulatory processes, while being responsive to state-specific needs. Updated annually.
| PFR-HDB |
Product Filing Review Handbook |
$125.00* |
$140.00** |
A Regulator's Introduction to the Insurance Industry
This publication provides insurance regulators and others with a basic introduction to the insurance industry and its regulation, written from a regulatory perspective. It explains key insurance concepts and products, outlines the industry’s economic structure and reviews the important elements of the system of regulation. The goal is to help readers understand how the industry functions and how regulatory mechanisms and policies are designed and implemented to foster the industry’s development and protect consumers. Copyright 2005.
| RII-ZB |
A Regulator's Introduction to the Insurance Industry |
$25.00 |
|
Companion Products
State Licensing Handbook
Provides guidance and contains suggested best practices for state insurance departments in administering a producer-licensing program. Assists regulators in continued movement toward uniformity in licensing procedures among the states. Also includes information about other types of licensing programs; e.g., adjusters, bail bond agents, etc. This handbook is based on the Producer Licensing Model Act (MDL-218), the Uniform Resident Licensing Standards and other guidelines. Updated annually.
| STL-HB |
State Licensing Handbook |
$150.00* |
$165.00** |
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*Domestic Price **International Price
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